I manage Citadel’s compliance program on a global basis, including the development of compliance policies and procedures.
Throughout the day, I provide advice to Citadel personnel, particularly investment personnel, on compliance issues that they encounter in performing their jobs at Citadel. These interactions inform the training we develop for Citadel personnel.
I work closely across the businesses to help facilitate the execution of their strategies in light of the current regulatory environment.
Working closely with our global compliance team, I review the results of the monitoring and surveillance, including the review of electronic communications on Citadel’s systems to test compliance with applicable regulations and Citadel policies.