Policy Positions Archive

Search the firm’s policy positions and commentary.

Viewing 10 of 78 results

Comment Letter to the SEC and CFTC on Swap and Security-Based Swap Data Reporting

August 24, 2026

Comment Letter on SEC Semiannual Reporting

July 6, 2026

Comment Letter to SEC on FICC Clearing Access Proposals

October 21, 2024

Comment Letter on FINRA Proposal to Reduce TRACE Reporting Timeframe to One Minute

February 15, 2024

Comment Letter on FINRA Proposal to Disseminate Information on Individual Transactions in U.S. Treasuries

November 30, 2023

Comment Letter to SEC on Predictive Data Analytics Rule

October 10, 2023

Comment Letter to SEC on Safeguarding Rule

August 11, 2023

Comment Letter on TMX Proposal to Amend Position Limits for Government of Canada Bond Listed Products

January 31, 2023

Comment Letter on SEC Treasury Clearing Proposal

December 27, 2022

Comment Letter to CFTC on Clearing Agency Governance

October 10, 2022

Search the firm’s policy positions and commentary.

Viewing 10 of 78 results

Comment Letter to the SEC and CFTC on Swap and Security-Based Swap Data Reporting

August 24, 2026

Comment Letter on SEC Semiannual Reporting

July 6, 2026

Comment Letter to SEC on FICC Clearing Access Proposals

October 21, 2024

Comment Letter on FINRA Proposal to Reduce TRACE Reporting Timeframe to One Minute

February 15, 2024

Comment Letter on FINRA Proposal to Disseminate Information on Individual Transactions in U.S. Treasuries

November 30, 2023

Comment Letter to SEC on Predictive Data Analytics Rule

October 10, 2023

Comment Letter to SEC on Safeguarding Rule

August 11, 2023

Policy Positions

Policy Positions

Search the firm’s policy positions and commentary.

Search the firm’s policy positions and commentary.

Document Type

Year

Comment Letter to the SEC and CFTC on Swap and Security-Based Swap Data Reporting

Comment Letter on SEC Semiannual Reporting

Comment Letter to SEC on FICC Clearing Access Proposals

Comment Letter on FINRA Proposal to Reduce TRACE Reporting Timeframe to One Minute

Comment Letter on FINRA Proposal to Disseminate Information on Individual Transactions in U.S. Treasuries

Comment Letter to SEC on Predictive Data Analytics Rule

Comment Letter to SEC on Safeguarding Rule

Comment Letter on TMX Proposal to Amend Position Limits for Government of Canada Bond Listed Products

Comment Letter on SEC Treasury Clearing Proposal

Comment Letter to CFTC on Clearing Agency Governance

Policy Positions

Policy Positions

Search the firm’s policy positions and commentary.

Search the firm’s policy positions and commentary.

Document Type

Year

Comment Letter to the SEC and CFTC on Swap and Security-Based Swap Data Reporting

Comment Letter on SEC Semiannual Reporting

Comment Letter to SEC on FICC Clearing Access Proposals

Comment Letter on FINRA Proposal to Reduce TRACE Reporting Timeframe to One Minute

Comment Letter on FINRA Proposal to Disseminate Information on Individual Transactions in U.S. Treasuries

Comment Letter to SEC on Predictive Data Analytics Rule

Comment Letter to SEC on Safeguarding Rule

Comment Letter on TMX Proposal to Amend Position Limits for Government of Canada Bond Listed Products

Comment Letter on SEC Treasury Clearing Proposal

Comment Letter to CFTC on Clearing Agency Governance